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Speaking Engagements




Conflicts of Interest in Business and the Professions: Law and Compliance, West Publishing (2005) (Walker)

Compliance Programs and the Corporate Sentencing Guidelines: Preventing Criminal and Civil Liability, West Publishing (1993) (Kaplan, with Joseph Murphy and Winthrop Swenson)

Prevention and Prosecution of Computer and High Technology Crime, Matthew Bender Publishing (1989) (Kaplan, with Stanley Arkin and others)


June 1-2, 2016, New York City,
"Chair, Auditing and Assessing Your Program", PLI Corporate Compliance and Ethics Institute
September 25-28, 2016, Chicago,
"Leadership Workshop"; "Conflicts of Interest: Risks, Harms, Controls"; "C&E for JVs and subsidiaries", SCCE Compliance and Ethics Institute
October 17-28, 2016, New York City,
"Co-Chairs", PLI Advanced Compliance and Ethics Workshop
November 28-29, 2016, San Francisco,
"Co-Chairs", PLI Advanced Compliance and Ethics Workshop
April 6, 2016, PLI Webinar,
"Presenters", Compliance and Ethics Program Assessments
November 19-20, 2015, San Francisco, CA,
Chair, "Compliance Program Auditing, Monitoring, Assessment and other Forms of Checking", Practising Law Institute
June 1-2, 2015, New York, NY,
Chair, "Board Oversight and Program Structure," and "Risk Assessment", Compliance and Ethics Institute, Practicing Law Institute
March 17-20, 2015, Dallas, Texas,
"A View from the Edge: Exploring the Future of Ethics and Compliance", ECOA Annual Conference
May 15, 2015, New York City,
"Risk assessment, program assessment and behavioral ethics", SCCE Annual Upper NE Regional Conference
October 4-7, 2015, Las Vegas, Nevada,
"Risk Management: Impact, Benchmarking, and Psychology; COI Risks: Business, Law, Compliance and Social Science", SCCE Annual Compliance & Ethics Institute
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